_insider-trading-update-im-group.jpg "Insider Trading Update (IM Group) from new scandal update Video Screenshot Preview")
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⏲ Duration: 35 min 13 sec
✓ Published: 27-Oct-2022
✓ Published: 27-Oct-2022
Description:
In the current technology-based business environment, financial industry personnel become aware of material, nonpublic information with greater frequency. At the same time, the SEC continues to make the prosecution of insider traders a priority using new software, analytics, and increased staff. Moreover, the expectations of the SEC surrounding policies, procedures and monitoring are intensifying for funds, private equity firms and advisers.nnnHaynes Boone partners Kurt Gottschall and Kit Addlem
In the current technology-based business environment, financial industry personnel become aware of material, nonpublic information with greater frequency. At the same time, the SEC continues to make the prosecution of insider traders a priority using new software, analytics, and increased staff. Moreover, the expectations of the SEC surrounding policies, procedures and monitoring are intensifying for funds, private equity firms and advisers.nnnHaynes Boone partners Kurt Gottschall and Kit Addlem
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